In the past cow herd records could have been as simple as a pen and pocket notebook. Now with the advent of computers, smartphones and other various forms of technology it can be easier than ever.
Employers keep paycheck records to comply with federal and state laws, complete tax returns, and use in audits. Here's what you need to know.
Essential Record Keeping and Compliance in Business Registration Learn how to navigate the complex financial and legal landscape of business ownership. Effective record-keeping is the backbone of a ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
Registered investment advisers are subject to record-keeping requirements regarding certain written communications, and in the last several years, the U.S. Securities and Exchange Commission has ...
The Financial Industry Regulatory Authority (FINRA) recently released its annual regulatory oversight report for 2024. This has been shared to provide firms with key insights and observations from the ...
If you’re organizing your file cabinet and all the banking documents in it, you may ask yourself which records you should keep and which you can get rid of. Here’s how long you should keep bank ...
A popular belief among retirement plan sponsors is no more than a myth, according to a new report from CEM Benchmarking released Aug. 21. Plan sponsors often believe that average balances in workers’ ...