The SEC enacted “Regulation S-ID: Identity Theft Red Flags Rules” in 2013. The regulation’s purpose is to help protect investors from theft, loss, and abuse of their personal information.

As 2026 begins, financial markets are experiencing a pivotal period marked by rapid technological advancement and an increasing awareness of the need for regulatory frameworks to evolve in tandem with ...

Will Kenton is an expert on the economy and investing laws and regulations. He previously held senior editorial roles at Investopedia and Kapitall Wire and holds a MA in Economics from The New School ...

Understand functional regulation, its benefits, criticisms, and how it compares with institutional regulation. Learn about the agencies involved in ensuring compliance.

The updated Regulation S-P will require covered institutions to reevaluate current information security policies and procedures. In particular, the SEC will likely be imposing more scrutiny on how ...

The Securities and Exchange Commission (SEC) will require some financial institutions to disclose security breaches within 30 days of learning about them. On Wednesday, the SEC adopted changes to ...

On November 29, 2024, the European Commission introduced the Commission Implementing Regulation (EU) 2024/2956, laying down detailed technical standards for the application of Regulation (EU) ...

The cybersecurity landscape for financial institutions and finance technology (fintech) has changed dramatically in the past few years, and 2023 will likely be no different. In 2022, for example, ...

House Financial Services Committee Chairman Patrick McHenry, R-N.C., holds a hearing on AI in the financial and housing sectors on July 23, 2024, in Washington, D.C. (Screenshot from livestream of ...

Remaining compliant with the regulations on financial crime are increasingly costly for financial institutions in the US and Canada, according to a new report. LexisNexis Risk Solutions found that ...